UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2

(Amendment No. 1) *

 

 

ShotSpotter, Inc.

(Name of Issuer)

Common Stock, $0.005 par value per share

(Title of Class of Securities)

82536T 10 7

(CUSIP Number)

December 31, 2018

(Date of Event Which Requires Filing of This Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP NO. 82536T 10 7    13 G   

 

  1       

  NAMES OF REPORTING PERSONS.

 

  Claremont Creek Ventures, L.P.

  2      

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)  ☐        (b)  ☒(1)

 

  3      

  SEC USE ONLY

 

  4      

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  0 shares

  6     

  SHARED VOTING POWER

 

  0 shares

  7     

  SOLE DISPOSITIVE POWER

 

  0 shares

  8     

  SHARED DISPOSITIVE POWER

 

  0 shares

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0 shares

10      

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  ☐

11      

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12      

  TYPE OF REPORTING PERSON*

 

  PN

 

(1)

This Schedule 13G is filed by Claremont Creek Ventures, L.P. (“CCV”), Claremont Creek Partners, LLC (“CCP”), Claremont Creek Partners Fund, L.P. (“CCPF”), Randall Hawks (“Hawks”) and Nathaniel Goldhaber (“Goldhaber” together with CCV, CCP, CCPF and Hawks, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

2.


CUSIP NO. 82536T 10 7    13 G   

 

  1       

  NAMES OF REPORTING PERSONS.

 

  Claremont Creek Partners Fund, L.P.

  2      

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)  ☐        (b)  ☒(1)

 

  3      

  SEC USE ONLY

 

  4      

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  0 shares

  6     

  SHARED VOTING POWER

 

  0 shares

  7     

  SOLE DISPOSITIVE POWER

 

  0 shares

  8     

  SHARED DISPOSITIVE POWER

 

  0 shares

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0 shares

10      

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  ☐

11      

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12      

  TYPE OF REPORTING PERSON*

 

  PN

 

(1)

This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

3.


CUSIP NO. 82536T 10 7    13 G   

 

  1       

  NAMES OF REPORTING PERSONS

 

  Claremont Creek Partners, LLC

  2      

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)  ☐        (b)  ☒(1)

 

  3      

  SEC USE ONLY

 

  4      

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  0 shares

  6     

  SHARED VOTING POWER

 

  0 shares

  7     

  SOLE DISPOSITIVE POWER

 

  0 shares

  8     

  SHARED DISPOSITIVE POWER

 

  0 shares

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0 shares

10      

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  ☐

11      

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12      

  TYPE OF REPORTING PERSON*

 

  OO

 

(1)

This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

4.


CUSIP NO. 82536T 10 7    13 G   

 

  1       

  NAMES OF REPORTING PERSONS

 

  Randall Hawks

  2      

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)  ☐        (b)  ☒(1)

 

  3      

  SEC USE ONLY

 

  4      

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  United States of America

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  11,447 shares

  6     

  SHARED VOTING POWER

 

  0 shares

  7     

  SOLE DISPOSITIVE POWER

 

  11,447 shares

  8     

  SHARED DISPOSITIVE POWER

 

  0 shares

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  11,447 shares

10      

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  ☐

11      

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.1% (2)

12      

  TYPE OF REPORTING PERSON*

 

  IN

 

(1)

This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2)

This percentage is calculated based on 10,821,747 shares of the Common Stock outstanding as of November 8, 2018, as disclosed in the Issuer’s Form 10-Q for the period ended September 30, 2018, as filed with the Securities and Exchange Commission (the “Commission”) on November 14, 2018.

 

5.


CUSIP NO. 82536T 10 7    13 G   

 

  1       

  NAMES OF REPORTING PERSONS

 

  Nathaniel Goldhaber

  2      

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)  ☐        (b)  ☒(1)

 

  3      

  SEC USE ONLY

 

  4      

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  United States of America

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  0 shares

  6     

  SHARED VOTING POWER

 

  0 shares

  7     

  SOLE DISPOSITIVE POWER

 

  0 shares

  8     

  SHARED DISPOSITIVE POWER

 

  0 shares

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0 shares

10      

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  ☐

11      

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12      

  TYPE OF REPORTING PERSON*

 

  IN

 

(1)

This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

6.


Introductory Note: This statement on Schedule 13G is filed by the Reporting Persons with the Commission in respect of shares of Common Stock, par value $0.005 per share (“Common Stock”), of ShotSpotter, Inc., a Delaware corporation (the “Issuer”).

Item 1

 

(a)    Name of Issuer:    ShotSpotter, Inc.
(b)    Address of Issuer’s   
   Principal Executive Offices:    7979 Gateway Blvd., Suite 210
      Newark, California 94560

Item 2

 

(a)

Name of Reporting Persons Filing:

 

  1.

Claremont Creek Ventures, L.P. (“CCV”)

 

  2.

Claremont Creek Partners Fund, L.P. (“CCPF”)

 

  3.

Claremont Creek Partners, LLC (“CCP”)

 

  4.

Randall Hawks (“Hawks”)

 

  5.

Nathaniel Goldhaber (“Goldhaber”)

 

(b)

  

Address of Principal Business Office:

  

c/o Claremont Creek Ventures

     

300 Frank H. Ogawa Plaza, Suite 350

     

Oakland, California 94612

 

(c)

Citizenship:

 

CCV   

Delaware

CCPF   

Delaware

CCP   

Delaware

Hawks   

United States of America

Goldhaber   

United States of America

 

(d)

  

Title of Class of Securities:

  

Common Stock

(e)

  

CUSIP Number:

  

82536T 10 7

 

Item 3

Not applicable.

 

Item 4

Ownership.

The following information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2018:

 

Reporting Persons

   Shares Held
Directly (1)
     Sole Voting
Power
     Shared
Voting
Power
     Sole
Dispositive
Power
     Shared
Dispositive
Power
     Beneficial
Ownership
     Percentage of
Class (2)
 

CCV

     0        0        0        0        0        0        0.0

CCPF

     0        0        0        0        0        0        0.0

 

7.


Reporting Persons

   Shares Held
Directly (1)
     Sole Voting
Power
     Shared
Voting
Power
     Sole
Dispositive
Power
     Shared
Dispositive
Power
     Beneficial
Ownership
     Percentage of
Class (2)
 

CCP

     0        0        0        0        0        0        0.0

Hawks

     11,447        11,447        0        11,447        0        11,447        0.1

Goldhaber

     0        0        0        0        0        0        0.0

 

(1)

Represents the number of shares of Common Stock held by the Reporting Persons.

(2)

This percentage is calculated based on 10,821,747 shares of the Common Stock outstanding as of November 8, 2018, as disclosed in the Issuer’s Form 10-Q for the period ended September 30, 2018, as filed with the Securities and Exchange Commission (the “Commission”) on November 14, 2018.

 

Item 5

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:

 

Item 6

Ownership of More Than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.

 

Item 8

Identification and Classification of Members of the Group.

Not applicable.

 

Item 9

Notice of Dissolution of Group.

Not applicable.

 

Item 10

Certification.

Not applicable.

 

8.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in the attached statement on Schedule 13G is true, complete and correct.

Dated: February 8, 2019

 

CLAREMONT CREEK VENTURES, L.P.
By: Claremont Creek Partners, LLC
Its: General Partner
By:  

/s/ Randall Hawks

Randall Hawks, Managing Director
CLAREMONT CREEK PARTNERS FUND, L.P.
By: Claremont Creek Partners, LLC
Its: General Partner
By:  

/s/ Randall Hawks

Randall Hawks, Managing Director
CLAREMONT CREEK PARTNERS, LLC
By:  

/s/ Randall Hawks

Randall Hawks, Managing Director

/s/ Randall Hawks

Randall Hawks

/s/ Nathaniel Goldhaber

Nathaniel Goldhaber

Exhibit(s):

 

A:

Joint Filing Statement

 

9.